Skip to content

Capital Markets

Offering comprehensive legal advisory on securities regulation, public offerings, private placements, and compliance with market regulatory frameworks.
Indian Capital Markets

The capital markets ecosystem demands precision, regulatory clarity, and strategic legal guidance.
At Sharma & Sharma Law Chambers LLP, we provide comprehensive advisory to corporations, investors, financial institutions, intermediaries, and market participants navigating India’s rapidly evolving capital market landscape.

From public offerings and private placements to regulatory compliance and securities litigation, our team ensures your capital market transactions are legally compliant, commercially viable, and strategically structured.

Our Capital Markets Expertise Includes

  • IPOs, Rights Issues & Public Offerings

    End-to-end advisory on initial public offerings, rights issues, qualified institutional placements (QIPs), and follow-on public offerings (FPOs). Includes drafting DRHP/RHP, regulatory liaison, disclosures, and SEBI compliances.

  • Private Placements & Preferential Allotments

    Structuring and executing private placements, preferential issues, and institutional investments with full legal documentation and compliance support.

  • Debt Capital Markets (DCM)

    Advisory on issuance of bonds, debentures, non-convertible debentures (NCDs), commercial papers, and secured debt instruments.

  • Equity Capital Markets (ECM)

    Assistance in equity offerings, buybacks, ESOP structures, promoter transactions, and equity restructuring.

  • SEBI, Stock Exchange & Regulatory Compliance

    Representation and advisory on SEBI regulations, stock exchange filings, insider trading norms, LODR compliance, and governance standards.

  • Takeovers, Buybacks & Delisting

    Documentation and representation related to takeover code compliance, promoter acquisition, voluntary/compulsory delisting, and share buybacks.

  • Corporate Governance & Disclosure Requirements

    Advising boards, committees, and promoters on governance policies, disclosure obligations, investor rights, and compliance frameworks.

  • Securities Litigation & Enforcement

    Representation before SEBI, SAT, stock exchanges, and courts in matters related to securities fraud, insider trading allegations, market manipulation, and disclosure violations.

  • Venture Capital & Private Equity Funding

    Structuring VC/PE investments, convertible instruments, rights issuance, and regulatory compliance for investors and portfolio companies.

Why Clients Trust Us

  • Strong advisory experience in equity & debt offerings
  • In-depth knowledge of SEBI, LODR, SCRA & market regulations
  • Partner-led involvement in high-stakes transactions
  • Efficient drafting, due diligence & regulatory coordination
  • Clear strategic advice backed by commercial insight
  • Robust representation in securities litigation & enforcement matters

Need Expertise in Capital Markets?

Whether you’re entering the public markets, raising capital, restructuring equity, or handling regulatory compliance,
Sharma & Sharma Law Chambers LLP delivers trusted, strategic, and end-to-end legal support.

Request a Consultation